Tech Senior Auditor - Commercial & Investment Banking

If you're energized by improving how audits are delivered - using control automation, data analytics, and AI-enabled testing - this role is built for you.

As the Senior Auditor Associate in the Audit team, you will plan, execute, and document audit engagements and reports, partnering closely with global Audit colleagues and technology stakeholders/control managers.

The role will design and execute innovative, risk-based, control tests leveraging control automation and data analytics tools to enhance coverage and efficiency.

Job Responsibilities


* Plan, execute and document audit reports, including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budget


* Find ways to drive technology control testing efficiency leveraging innovative opportunities offered by new AI driven technologies


* Work closely with global Audit colleagues in the early identification of control non-compliance observations reporting them timely to Audit management and technology stakeholders.

Finalize audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to strengthen internal controls


* Recognize the confidential nature of Internal Audit communications and access to information; you must be disciplined in protecting the confidentiality and security of information in accordance with firm policy


* Take ownership of self-development, including department wide stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learning


* Champion a culture of innovation


* Follow 'How We Do Business' Principles


* Stay up to date with industry trends to identify opportunities for game changing innovations or strategic partnerships

Required Qualifications, Capabilities, and Skills


* 5+ years of technology auditing experience, or relevant information security experience


* Knowledge of internal audit methodology and applying concepts in audit delivery and execution


* Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner


* Excellent verbal and written communications skills


* Strong interpersonal and influencing skills, with the ability to establish credibility and build strong partnerships with senior technology and control partners


* Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness


* Enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility

Preferred Qualifications, Capabilities, and Skills


* Bachelor's degree (or relevant information technology experience)

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